Hilltop Securities, Inc.
(formerly SWS, now HTS) is based in Dallas, Texas and is a fully disclosed securities
clearing firm. HTS is a member of The New York Stock Exchange (NYSE) and
regulated by the Financial Industry Regulatory Authority (FINRA)
HTS is also a member of the
Securities Investors Protection Corporation (SIPC). To learn more about how SIPC protects
the public investor, please visit their web site at
www.sipc.org.
In addition to SIPC coverage,
Hilltop Securities, Inc. insures each customer
(as defined by SIPC). It should be
noted that this insurance coverage protects against failure of the firm etc.,
NOT against market loss.
HTS is the custodian of our clients
assets. What this means is your money is held at HTS. At no time should
funds being deposited into your HTS brokerage account be made out to your
financial professional or
to Polar Investment Counsel, Inc. All deposits are to be made to Hilltop
Securities Inc., for the benefit of your account. All outside investment
purchases are to be made payable to respective fund or
entity.
For more information,
please visit their web site
at www.hilltopsecurities.com
